Fingerprint eSupervision

The Challenge

Firms within the financial services industry are required to Archive and Supervise Electronic Communications.  The largely unstructured data set is constructed from a dizzying array of multi-channel communications between companies and individuals.  These channels commonly include emails, Instant Messages (‘IM’), phone calls and Bloomberg messages.

A Firms day to day processes will involve multiple ‘Channel-switching’ interactions (starting a conversation in an IM, developing it in email and concluding it in a phone call).  These interactions can be solely business related, personal or a mix of the two.

New emails arrive in inboxes and Instant Message group chats ping on a minute-by-minute basis. Incessant notifications and communications cover everything from a surprise Market move through to trying to reconcile a trade break at the end of a day.

Every message could potentially be part of a response to a Regulators Investigation in which your firm is involved.

The Solution?

We have developed a secure cloud based solution based on the requirements of the premier Regulatory Host ACA Mirabella

The Fingerprint eSupervision Platform

The Regulatory Framework ?

There are 3 key Rules from the FCA that you need to satisfy.

Find out what they are by clicking here.

Is my Firm Likely to be Investigated?

It’s probably more common to be subject to investigation than you might think.

Click here to find out your chances