Would the FCA praise or punish your Firm for its COVID remote working practices?
The COVID-19 pandemic has gifted us the opportunity and urgency to embrace ‘work from anywhere’ culture and technology. How do firms ensure they stay compliant in 2020?
The COVID-19 pandemic has gifted us the opportunity and urgency to embrace ‘work from anywhere’ culture and technology. How do firms ensure they stay compliant in 2020?
From The start of this year there are new call recording requirements […]
In a response to an FOI Request that asks the FCA for: […]
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
On 23 March 2017, the European Commission launched a public consultation entitled […]
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
On 23 March 2017, the European Commission launched a public consultation entitled […]
On 23 March 2017, the European Commission launched a public consultation entitled […]
The men are alleged to have obtained inside information from two firms […]