Would the FCA praise or punish your Firm for its COVID remote working practices?
The COVID-19 pandemic has gifted us the opportunity and urgency to embrace ‘work from anywhere’ culture and technology. How do firms ensure they stay compliant in 2020?
Category: Regulation
New SYSC Rule pretty much prevents Mobiles, iPhones & Androids in Regulated Firms
From The start of this year there are new call recording requirements […]
Thinking of reporting Information Breaches to the FCA? – you’re in very rare company!
In a response to an FOI Request that asks the FCA for: […]
FCA Senior Management Consultation – Recruitment nightmare for Information Technology
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
FCA Senior Management Consultation – Information Technology is a certifiable function!
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
Only 30% say Cloud solutions meet the minimum compliance requirements for financial service providers
On 23 March 2017, the European Commission launched a public consultation entitled […]
FCA Senior Management Consultation – Interesting implication for IT outsourcing
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
European Commission consultation on FinTech – Good news for RegTech
On 23 March 2017, the European Commission launched a public consultation entitled […]
European Commission consultation on FinTech – Bad news for the Cloud
On 23 March 2017, the European Commission launched a public consultation entitled […]
Three men made $4m by Hacking US M&A Lawyers
The men are alleged to have obtained inside information from two firms […]