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IP Sentinel
IP Sentinel

Category: Regulation

22nd October 202022nd October 2020esupervision, Regulation

Would the FCA praise or punish your Firm for its COVID remote working practices?

Remote working

The COVID-19 pandemic has gifted us the opportunity and urgency to embrace ‘work from anywhere’ culture and technology. How do firms ensure they stay compliant in 2020?

5th January 20184th January 2018Regulation

New SYSC Rule pretty much prevents Mobiles, iPhones & Androids in Regulated Firms

From The start of this year there are new call recording requirements […]

26th September 201725th September 2017Data Breach, Regulation

Thinking of reporting Information Breaches to the FCA? – you’re in very rare company!

In a response to an FOI Request that asks the FCA for: […]

22nd September 201718th September 2017Regulation

FCA Senior Management Consultation – Recruitment nightmare for Information Technology

In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]

21st September 201718th September 2017Regulation

FCA Senior Management Consultation – Information Technology is a certifiable function!

In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]

20th September 201715th September 2017Regulation, Virtual CTO

Only 30% say Cloud solutions meet the minimum compliance requirements for financial service providers

On 23 March 2017, the European Commission launched a public consultation entitled […]

19th September 201718th September 2017Regulation

FCA Senior Management Consultation – Interesting implication for IT outsourcing

In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]

18th September 201715th September 2017Regulation

European Commission consultation on FinTech – Good news for RegTech

On 23 March 2017, the European Commission launched a public consultation entitled […]

15th September 201715th September 2017Regulation

European Commission consultation on FinTech – Bad news for the Cloud

On 23 March 2017, the European Commission launched a public consultation entitled […]

1st January 20171st January 2017Data Breach, Hacking, SYSC 9.1

Three men made $4m by Hacking US M&A Lawyers

The men are alleged to have obtained inside information from two firms […]

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IP Sentinel 2019