In a FOI release the FCA stated:“As at 20 December 2016, in the last 12 months we had received 78 cyber-attack reports which were on financial advice firms, of which 3 were r...
“Under Principle 11,you must report material cyber incidents.” You may consider an incident material if:it results in significant loss of data, or the availability or c...
It seems to be a Principal 2 issue.The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential in...