Would the FCA praise or punish your Firm for its COVID remote working practices?
The COVID-19 pandemic has gifted us the opportunity and urgency to embrace ‘work from anywhere’ culture and technology. How do firms ensure they stay compliant in 2020?
eSupervision and the new FCA Money Laundering Handbook
The FCA have released a thematic report on Understanding the Money Laundering […]
New SYSC Rule pretty much prevents Mobiles, iPhones & Androids in Regulated Firms
From The start of this year there are new call recording requirements […]
SWIFT Hacked (again) – $60M Stolen
Far Eastern International Bank said hackers compromised its network and transferred nearly […]
20% more Investment Firms Cyber Security Incidents Reported in 1st 4 months of 2017 than the whole of 2016
In a response to an FOI Request asking “The total number of […]
Thinking of reporting Information Breaches to the FCA? – you’re in very rare company!
In a response to an FOI Request that asks the FCA for: […]
FCA Senior Management Consultation – Recruitment nightmare for Information Technology
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
FCA Senior Management Consultation – Information Technology is a certifiable function!
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
Only 30% say Cloud solutions meet the minimum compliance requirements for financial service providers
On 23 March 2017, the European Commission launched a public consultation entitled […]
FCA Senior Management Consultation – Interesting implication for IT outsourcing
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]