eSupervision and the new FCA Money Laundering Handbook
The FCA have released a thematic report on Understanding the Money Laundering […]
Author: hogbinj
New SYSC Rule pretty much prevents Mobiles, iPhones & Androids in Regulated Firms
From The start of this year there are new call recording requirements […]
SWIFT Hacked (again) – $60M Stolen
Far Eastern International Bank said hackers compromised its network and transferred nearly […]
20% more Investment Firms Cyber Security Incidents Reported in 1st 4 months of 2017 than the whole of 2016
In a response to an FOI Request asking “The total number of […]
Thinking of reporting Information Breaches to the FCA? – you’re in very rare company!
In a response to an FOI Request that asks the FCA for: […]
FCA Senior Management Consultation – Recruitment nightmare for Information Technology
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
FCA Senior Management Consultation – Information Technology is a certifiable function!
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
Only 30% say Cloud solutions meet the minimum compliance requirements for financial service providers
On 23 March 2017, the European Commission launched a public consultation entitled […]
FCA Senior Management Consultation – Interesting implication for IT outsourcing
In the Individual Accountability: Extending the Senior Managers & Certification Regime to all […]
European Commission consultation on FinTech – Good news for RegTech
On 23 March 2017, the European Commission launched a public consultation entitled […]