IT advice, Solutions and Support for Regulated Firms

IP Sentinel have a unique insight into the why’s and how’s of IT Systems, based on our experience in building services and support for a wide variety of firms both in terms of size and strategy. We have a partnership with Cordium to provide a breadth of Regulatory and fund services aside from technology.

Our primary focus is securing your Information Technology through robust procedures, systems, support, continual monitoring and regular auditing

Fingerprint eSupervision

A hosted Regulatory Supervision & Archiving service

Ingest -> Index -> Search -> Alert -> Supervise

Fingerprint is the strategic platform that transforms your existing manual regulatory archive and monitoring of Electronic Communications into an automated, scalable and cost-effective compliance solution.

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Virtual CTO

Often Investors will suggest that a firm requires a formal management structure in all areas of the business. This is not always cost effective. IP Sentinel offers a Chief Technology Officer (‘CTO’) service virtually. We provide the traditional Head of IT role from budgeting and personnel through to vendor selection, product implementation and ongoing management.

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Infrastructure & Support

In a regulated environment, how you manage your IT is important to your business success. Investors will want to see an infrastructure and process they understand before investing. The Regulator demands that you undertake all aspects of your business with due skill, care and diligence. IP Sentinel provides a full Regulator and Investor satisfying Microsoft Cloud and local Infrastructure, process, policies and support at a low monthly fee.

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Regulatory IT

Ensuring that your firms IT is compliant with the Regulator. In the UK, specifically the Senior Management Systems & Controls Handbook (SYSC). Given the propensity for outsourcing and the regulators increasing scrutiny IP Sentinel has wide experience of ensuring arrangements are SYSC8 compliant.

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In the UK, the FCA Principles and the SYSC handbook in particular have deep implications on IT Systems, company policies, requirements around data monitoring and data retention. IP Sentinel has lived through this, understands what the FCA requires and delivers appropriate IT solutions to our customers.

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